Explore the role of FINRA in regulating broker-dealers and ensuring fair securities markets. Understand its functions, rules, and impact on bond trading.
Explore the transformative role of electronic trading platforms in the bond markets, enhancing efficiency, transparency, and access for investors. Learn about key platforms like MarketAxess and Tradeweb, and understand their impact on traditional trading models.
Explore the intricacies of settlement dates and conventions in bond trading, including standard settlement cycles, when-issued trading, and special settlement cases, crucial for the Series 7 Exam.
Explore the intricacies of bond quotation systems and reporting, focusing on TRACE and its role in the securities industry. Learn how bond prices are quoted and reported, and understand the compliance requirements for accurate market transactions.
Explore the intricacies of the bid-ask spread in bond markets, a crucial indicator of market liquidity and transaction costs, and learn how factors such as bond liquidity, credit quality, and market conditions influence its size.