13.4 Ethical Standards and Compliance

In this section

• Insider Trading Laws: Protecting Market Integrity and Investor Confidence
  Explore the intricacies of insider trading laws, their impact on market integrity, and the responsibilities of industry professionals in preventing unethical trading practices.
• Market Manipulation and Fraud in Bond Markets
  Explore market manipulation and fraud in bond markets, including pump and dump schemes, spoofing, and regulatory measures to prevent unethical practices.
• Compliance Programs and Best Practices
  Explore the crucial role of compliance programs in financial institutions, focusing on policies, training, monitoring, and reporting to ensure adherence to regulations and foster integrity.