Browse Series 6 Exam Prep
8.3 Settlement and Delivery
In this section
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Regular-Way Settlement in Securities Transactions
Explore the intricacies of Regular-Way Settlement, the standard settlement cycle for securities transactions, and understand its significance in the securities industry. Learn about the T+2 settlement cycle, buyer and seller expectations, and relevant SEC and FINRA regulations.
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Cash Settlement in Securities Transactions
Understand cash settlement in securities transactions, including its definition, applications, risks, and operational considerations. Learn about same-day settlement, immediate funds requirements, and market practices.
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Seller's Option: Understanding Flexible Settlement Contracts
Explore the intricacies of Seller's Option contracts in securities transactions, including their definition, usage, and regulatory considerations, to master the Series 6 Exam.
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