Browse Series 6 Exam Prep
7.4 Electronic Communications and Social Media
In this section
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Compliance Guidelines for Electronic Communications and Social Media
Explore comprehensive compliance guidelines for electronic communications and social media in the securities industry, focusing on regulatory standards, firm policies, and best practices for maintaining compliance.
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Recordkeeping Requirements for Securities Professionals
Explore the essential recordkeeping requirements for securities professionals, focusing on electronic communications and social media. Learn about the obligation to retain records, duration of retention, and technologies to aid compliance.
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