3.6 Privacy of Consumer Financial Information (Regulation S-P)

In this section

• Privacy Notices: Understanding Regulation S-P Requirements for Securities Professionals
  Learn about the crucial role of privacy notices under Regulation S-P in safeguarding consumer financial information, including delivery timelines and required content.
• Opt-Out Provisions: Understanding Consumer Rights in Financial Privacy
  Explore the opt-out provisions under Regulation S-P, detailing consumer rights, firm responsibilities, and exceptions in sharing non-public personal information.