Browse Series 6 Exam Prep
3.6 Privacy of Consumer Financial Information (Regulation S-P)
In this section
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Privacy Notices: Understanding Regulation S-P Requirements for Securities Professionals
Learn about the crucial role of privacy notices under Regulation S-P in safeguarding consumer financial information, including delivery timelines and required content.
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Opt-Out Provisions: Understanding Consumer Rights in Financial Privacy
Explore the opt-out provisions under Regulation S-P, detailing consumer rights, firm responsibilities, and exceptions in sharing non-public personal information.
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