Browse Series 6 Exam Prep
2.3 Investment Company Act of 1940
In this section
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Definition and Types of Investment Companies
Explore the definition and types of investment companies under the Investment Company Act of 1940, including mutual funds, closed-end funds, and more.
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Investment Company Registration and Regulation Requirements
Comprehensive guide on the registration and regulation requirements under the Investment Company Act of 1940, focusing on the process, obligations, and fiduciary duties.
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